Review any client-facing message or material (emails, letters, newsletters, social posts, website copy, presentations, performance reports, proposals) for compliance with SEC rules that govern investment advisers — the Marketing Rule (206(4)-1), fiduciary duty / antifraud provisions (206), Books and Records (204-2), and Reg BI where broker-dealer activity applies.
Install
npx skills add anthropics/claude-for-financial-advisors --skill compliancenpx skills add anthropics/claude-for-financial-advisors --skill compliance -a claude-code -gnpx skills add anthropics/claude-for-financial-advisors --skill compliance -a codex -ggemini skills install https://github.com/anthropics/claude-for-financial-advisors.git --path skills/compliancegh skill install anthropics/claude-for-financial-advisors compliancegit clone --depth 1 https://github.com/anthropics/claude-for-financial-advisors /tmp/anthropics__claude-for-financial-advisors
mkdir -p ~/.claude/skills ~/.agents/skills
cp -R /tmp/anthropics__claude-for-financial-advisors/skills/compliance ~/.claude/skills/compliance # Claude Code
cp -R /tmp/anthropics__claude-for-financial-advisors/skills/compliance ~/.agents/skills/compliance # Codex, Cursor, Gemini CLI, Copilot, OpenCode